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KYC / AML Compliance Policy

Last updated: May 7, 2026

Oceanhood Inc. is committed to complying with applicable:

  • Know Your Customer (“KYC”) requirements
  • Anti-Money Laundering (“AML”) laws
  • Counter-Terrorist Financing (“CTF”) regulations
  • International sanctions laws

Source:

  • U.S. FinCEN AML Guidance

PURPOSE

This Policy is intended to:

  • Prevent money laundering
  • Prevent terrorist financing
  • Reduce fraud risk
  • Support international trade compliance
  • Protect the integrity of the Platform

CUSTOMER IDENTIFICATION

Oceanhood may require verification of:

  • Individual identity
  • Business registration
  • Ownership structure
  • Vessel ownership or operation
  • Tax identification numbers
  • Banking information
  • Shipping documentation

Verification may occur before or after transactions.

ENHANCED DUE DILIGENCE

Enhanced due diligence may apply to:

  • High-value transactions
  • High-risk jurisdictions
  • Politically exposed persons (PEPs)
  • Maritime transactions involving sanctioned regions
  • Complex ownership structures

Oceanhood may request additional documentation at its discretion.

TRANSACTION MONITORING

Oceanhood may monitor transactions for:

  • Suspicious payment activity
  • Unusual transaction patterns
  • Structuring attempts
  • Fraud indicators
  • Sanctions exposure

Transactions may be delayed or suspended during review.

RECORD RETENTION

Oceanhood may retain compliance records, identification materials, and transaction data as required by law.

REFUSAL OF SERVICE

Oceanhood reserves the right to:

  • Reject transactions
  • Freeze accounts
  • Refuse onboarding
  • Suspend access to the Platform
  • where compliance concerns arise

REPORTING

Oceanhood may report suspicious activity to regulatory, financial, customs, or law enforcement authorities where required by law.

USER COOPERATION

Users agree to cooperate with reasonable compliance requests, including providing supporting documentation and responding to verification inquiries.

Failure to cooperate may result in account restrictions or termination.

NO FINANCIAL SERVICES REPRESENTATION

Oceanhood is not a bank, financial institution, money transmitter, or licensed investment advisor unless expressly stated otherwise.

Third-party financial service providers may apply their own KYC/AML procedures independently.

CONTACT INFORMATION

Oceanhood Inc.

  • 8 The Green, Suite G
  • Dover, Delaware 19901
  • United States
  • Email: sales@theoceanhood.com
  • Website: www.theoceanhood.com